Regulatory Compliance

At our MBM, we understand that navigating the complex landscape of regulatory compliance is crucial for businesses to operate successfully. We offer a range of services specifically designed to assist companies in meeting and adhering to regulatory requirements across various industries.

We have considerable experience in Financial Services regulation including in open banking, payment services & e-money, crowdfunding & peer-to-peer lending, consumer credit, savings & investments, and funds.

We can help you define and understand the regulatory perimeter, get authorised, deliver products to market, remain compliant, and unlock investment. We have expertise in open banking, payment services & e-money, crowdfunding & peer-to-peer lending, consumer credit, savings & investments, and funds.


Here's how we can help:


Comprehensive Compliance Audits

We conduct in-depth audits of your business operations to assess compliance with relevant laws, regulations, and industry standards. Our goal is to identify any areas of non-compliance and provide actionable recommendations to address them.


Regulatory Guidance and Advice

Our experienced legal team provides guidance on a wide range of regulatory matters. We keep you informed about the latest changes in laws and regulations affecting your industry, ensuring that your business practices remain up-to-date and compliant.


Regulatory Filings and Reporting

Our services cover the preparation and filing of necessary documentation and reports mandated by regulatory authorities. We guide you through the process, ensuring accuracy and timeliness in submissions.


Representation in Regulatory Matters

In case of investigations, inquiries, or legal proceedings initiated by regulatory bodies, we provide legal representation and guide you through the process to protect your interests.

Why Choose Us for Regulatory Compliance?



Expertise in Diverse Industries

Our firm has extensive experience working with businesses across various industries, understanding the unique regulatory demands each sector faces.


Tailored Solutions

We provide personalized solutions based on the specific needs of your business, ensuring that our advice and strategies align with your industry and operations.


Proactive Approach

We aim not only to rectify non-compliance but also to prevent it. Our proactive measures are designed to keep your business ahead of regulatory changes.


Reliable Support

We are committed to providing ongoing support, keeping you informed about regulatory updates and assisting in adapting your compliance strategies accordingly.


Contact a member of the team today to ensure your business remains compliant and well-protected within the legal framework of your industry.

The sale of my business was completed successfully thanks to the 
unremitting dedication and hard work contributed by the team at MBM. 
Few can claim to meet their exacting standards.

Contact our Regulatory Compliance Solicitors in Edinburgh & London Today

We can help you define and understand the regulatory perimeter, get authorised, deliver products to market, remain compliant, and unlock investment.
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