At our MBM, we understand that navigating the complex landscape of regulatory compliance is crucial for businesses to operate successfully. We offer a range of services specifically designed to assist companies in meeting and adhering to regulatory requirements across various industries.
We have considerable experience in Financial Services regulation including in open banking, payment services & e-money, crowdfunding & peer-to-peer lending, consumer credit, savings & investments, and funds.
We can help you define and understand the regulatory perimeter, get authorised, deliver products to market, remain compliant, and unlock investment. We have expertise in open banking, payment services & e-money, crowdfunding & peer-to-peer lending, consumer credit, savings & investments, and funds.
Here's how we can help:
Comprehensive Compliance Audits
We conduct in-depth audits of your business operations to assess compliance with relevant laws, regulations, and industry standards. Our goal is to identify any areas of non-compliance and provide actionable recommendations to address them.
Regulatory Guidance and Advice
Our experienced legal team provides guidance on a wide range of regulatory matters. We keep you informed about the latest changes in laws and regulations affecting your industry, ensuring that your business practices remain up-to-date and compliant.
Regulatory Filings and Reporting
Our services cover the preparation and filing of necessary documentation and reports mandated by regulatory authorities. We guide you through the process, ensuring accuracy and timeliness in submissions.
Representation in Regulatory Matters
In case of investigations, inquiries, or legal proceedings initiated by regulatory bodies, we provide legal representation and guide you through the process to protect your interests.
Why Choose Us for Regulatory Compliance?
Expertise in Diverse Industries
Our firm has extensive experience working with businesses across various industries, understanding the unique regulatory demands each sector faces.
Tailored Solutions
We provide personalized solutions based on the specific needs of your business, ensuring that our advice and strategies align with your industry and operations.
Proactive Approach
We aim not only to rectify non-compliance but also to prevent it. Our proactive measures are designed to keep your business ahead of regulatory changes.
Reliable Support
We are committed to providing ongoing support, keeping you informed about regulatory updates and assisting in adapting your compliance strategies accordingly.
Contact a member of the team today to ensure your business remains compliant and well-protected within the legal framework of your industry.
The sale of my business was completed successfully thanks to the unremitting dedication and hard work contributed by the team at MBM. Few can claim to meet their exacting standards.
Contact our Regulatory Compliance Solicitors in Edinburgh & London Today
Key Team members
Useful Guides
An Introduction to the Investment Process
We’ve prepared this short guide to provide you with an introduction to the process so that you are equipped to navigate the path to getting funding.
Mergers & Acquisitions
A substantial sale or acquisition will often represent a life changing event for a founder shareholder or a game changer for an acquiring business.
Financing a Business
In this guide we explore some of the funding options available when your business needs to generate cash.
Articles of Association
All UK companies must have Articles of Association. The “Articles” are essentially the company’s constitution or internal rule book, which set out the rights of the shareholders, the directors and the company itself. As such, it is a very important document.
Directors Duties & Responsibilities
A guide to the general duties of Directors under the Companies Act 2006 and Fiduciary Duties.
Top 10 Commercial Contract Clauses
From Liability to Governing Law & Jurisdiction, we define the most common clauses that are typically included in any contract.
HolisticHR
Our Holistic HR service offers employers a retainer package that provides you with specialist employment law advice at a fixed cost - without the uncertainty and worry of escalating or unknown fees. You’ll get responsive and bespoke HR advice for your business delivered in an understanding and friendly way. It’s like having an on-demand employment law team at your fingertips.
